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	<title>General Archives - ISC</title>
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		<title>ISC Orbit Unveil RegAware &#8211; Regulatory Horizon Scanning</title>
		<link>https://iscltd.com/isc-orbit-unveil-regaware-regulatory-horizon-scanning/</link>
		
		<dc:creator><![CDATA[Kelly Goldie]]></dc:creator>
		<pubDate>Mon, 30 Jun 2025 14:10:42 +0000</pubDate>
				<category><![CDATA[General]]></category>
		<category><![CDATA[Regulatory]]></category>
		<guid isPermaLink="false">https://iscltd.com/?p=16992</guid>

					<description><![CDATA[<p>RegAware is the joint AI-powered Regulatory Horizon Scanning offering that<br />
monitors regulatory changes across 47 jurisdictions, delivering tailored and timely<br />
intelligence to reduce compliance costs and mitigate regulatory risks.<br />
Investment Solutions Consultants (ISC) Limited and Orbit have partnered to launch RegAware: a new AI-powered Regulatory Horizon Scanning solution</p>
<p>The post <a href="https://iscltd.com/isc-orbit-unveil-regaware-regulatory-horizon-scanning/">ISC Orbit Unveil RegAware &#8211; Regulatory Horizon Scanning</a> appeared first on <a href="https://iscltd.com">ISC</a>.</p>
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		<span class="fl-heading-text">ISC Orbit Unveil RegAware - Regulatory Horizon Scanning</span>
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	<p><strong>RegAware</strong> is the joint AI-powered Regulatory Horizon Scanning offering that monitors regulatory changes across 47 jurisdictions, delivering tailored and timely intelligence to reduce compliance costs and mitigate regulatory risks.</p>
<p>By combining Orbit’s artificial intelligence platform with ISC’s regulatory expertise, RegAware tracks, analyzes and visualizes regulatory changes faster and more accurately than traditional compliance methods. Unlike other solutions, it provides proactive insights tailored to each firm's specific business needs, ensuring investment managers can act on relevant updates without delays.</p>
<p>Read the entire announcement here, or reach out to see RegAware in action:</p>
<p><a href="https://iscltd.com/wp-content/uploads/2025/06/ISC_Orbit-RegAware-Horizon-Scanner.pdf">ISC_Orbit RegAware Horizon Scanner</a></p>
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</div><p>The post <a href="https://iscltd.com/isc-orbit-unveil-regaware-regulatory-horizon-scanning/">ISC Orbit Unveil RegAware &#8211; Regulatory Horizon Scanning</a> appeared first on <a href="https://iscltd.com">ISC</a>.</p>
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		<title>Some Thoughts On The Implementation of an ETF Capability</title>
		<link>https://iscltd.com/some-thoughts-on-the-implementation-of-an-etf-capability/</link>
		
		<dc:creator><![CDATA[Kelly Goldie]]></dc:creator>
		<pubDate>Thu, 06 Jun 2024 11:29:28 +0000</pubDate>
				<category><![CDATA[General]]></category>
		<guid isPermaLink="false">https://iscltd.com/?p=10203</guid>

					<description><![CDATA[<p>The attractiveness of diversified, liquid, continuously priced, low-cost instruments to investors has never been greater. The growth in ETF AUM globally from around $1 trillion in 2008 to around $14 trillion at the end of 2023 shows the size of the inroad this asset class has made in a relatively short period. As Investment Managers wrestle with cost pressures across the industry, they are increasingly looking at adding ETFs as a complementary offering. </p>
<p>The post <a href="https://iscltd.com/some-thoughts-on-the-implementation-of-an-etf-capability/">Some Thoughts On The Implementation of an ETF Capability</a> appeared first on <a href="https://iscltd.com">ISC</a>.</p>
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		<span class="fl-heading-text">Some Thoughts On The Implementation of an ETF Capability</span>
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	<p>The attractiveness of diversified, liquid, continuously priced, low-cost instruments to investors has never been greater. The growth in ETF AUM globally from around $1 trillion in 2008 to around $14 trillion at the end of 2023 shows the size of the inroad this asset class has made in a relatively short period. As Investment Managers wrestle with cost pressures across the industry, they are increasingly looking at adding ETFs as a complementary offering. Many of the core requirements for design and managing are common across both funds and ETF’s so it is understandable that IMs consider adding another string to their bow. However, there are some considerations impacting on the operating model which need to be borne in mind in order to ensure the efficient running of both offerings.</p>
<p>ETFs of course require the appointment of Authorised Participants (APs), acting as a buffer between Sponsor and Secondary Market and ensuring that premia and discounts in the ETF price are arbitraged away. This in turn creates a requirement for Investment Managers to have a good internal team to manage the flow of resulting creation and redemption of ETF shares with AP’s. Often this includes Front Office-focused resources, managing the relationship with the AP’s. This skillset may already be present within the existing team but it still requires time some changes to the relevant team members roles if additional resources are not to be added and this needs to be considered.</p>
<p>Sponsors will need to appoint an ETF Administrator. The assumption that the role can be given to a current Administrator may not necessarily stand scrutiny. While many of the Administrator processes are common to both funds and ETF’s, there are others which are very distinct. Serious consideration needs to be given to the impact on the underlying operating model as a result of potentially more regular and unscheduled share creation/redemption, as well as the interfaces – human and automated - and data flows required to support ETF’s. One such example is the requirement for the Administrator to provide a Portfolio Composite File (PCF). The Administrator will need to demonstrate the ability to turn these around quickly and accurately and, in the case of a rebalancing of the ETF to a benchmark, potentially more than once a day. A further complication arises in the management and dissemination of corporate actions data, required for the PCF, which will need to be processed with a high degree of timeliness and accuracy as they will potentially impact the entire creation/redemption chain. The experience and stability of the Administrator’s ETF operations team are, as a result, a major consideration in the selection process.</p>
<p>ETFs are an increasingly valuable tool in the Investment Manager’s armoury. ISC can help smooth the path to setting up a capability, as well as helping to optimise existing operating model processes.</p>
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</div><p>The post <a href="https://iscltd.com/some-thoughts-on-the-implementation-of-an-etf-capability/">Some Thoughts On The Implementation of an ETF Capability</a> appeared first on <a href="https://iscltd.com">ISC</a>.</p>
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		<title>Barriers to ESG in the Asset Management industry – May 2024</title>
		<link>https://iscltd.com/barriers-to-esg-in-the-asset-management-industry-may-2024/</link>
		
		<dc:creator><![CDATA[Kelly Goldie]]></dc:creator>
		<pubDate>Wed, 22 May 2024 09:19:50 +0000</pubDate>
				<category><![CDATA[General]]></category>
		<guid isPermaLink="false">https://iscltd.com/?p=10101</guid>

					<description><![CDATA[<p>A year ago, we wrote post on Linked In called “Barriers to ESG in the Asset Management Industry.” It was a brief article, but it talked about three distinct key areas that were (at the time) key factors inhibiting the progress of ESG. We thought that (one year on), it would be interesting to revisit those three items, and talk about the progress that has been made</p>
<p>The post <a href="https://iscltd.com/barriers-to-esg-in-the-asset-management-industry-may-2024/">Barriers to ESG in the Asset Management industry – May 2024</a> appeared first on <a href="https://iscltd.com">ISC</a>.</p>
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		<span class="fl-heading-text">Barriers to ESG in the Asset Management industry – May 2024</span>
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	<p>A year ago, we wrote post on Linked In called “<strong>Barriers to ESG in the Asset Management Industry</strong>.” It was a brief article, but it talked about three distinct key areas that were (at the time) key factors inhibiting the progress of ESG. We thought that (one year on), it would be interesting to revisit those three items, and talk about the progress that has been made.</p>
<p>The three areas we discussed a year ago were: -</p>
<ol>
<li>Data quality and availability</li>
<li>Lack of standardisation</li>
<li>Conflicting definitions</li>
</ol>
<p>It is fair to say that all three are still barriers to ESG, but things are changing. There is now, almost universal awareness of all three as issues, and effort is being made by multiple stakeholders to make improvements.</p>
<ol>
<li><strong>Data quality and availability</strong>: Last year we said “One of the main challenges for asset managers is accessing high-quality, reliable, and standardised ESG data. Without consistent and reliable data, it can be difficult for asset managers to accurately assess the ESG performance of companies and make informed investment decisions.” Quality and reliability are improving, but we are not there yet. Standardisation remains an issue. And all of this is subject to the assets you are looking for data on, and depends on region, asset type, and how mainstream that asset is.</li>
<li><strong>Lack of standardisation</strong>: Last year we said. “The lack of standardised ESG reporting frameworks makes it difficult for asset managers to compare ESG performance across different companies and industries. This can result in inconsistent ESG assessments and lead to challenges in making meaningful ESG comparisons.” Again, there has been some improvement, but where we are today still falls short of the industry’s aspirations, and this is an issue that applies globally.</li>
<li><strong>Conflicting definitions</strong>: Last year we said. “There is no standard definition of what constitutes ESG, and different stakeholders often have different interpretations of what it means. This can create confusion and inconsistency in ESG assessments and make it difficult for asset managers to effectively integrate ESG principles into their investment strategies.” This is possibly the area where the least progress has been made. There is still no formal agreed definition of the word “sustainability.” And it is not just managers who are struggling with understanding these conflicting definitions. Consumers too are also finding it hard to discern between the various offerings.</li>
</ol>
<p>So, whilst it is encouraging that some progress has been made, that the industry is now very much aware of the issues, and that there is some vision in the future for solving each of these three barriers, the solutions it seems, remain some way off. A year is a long time in asset management, but in ESG, not a great deal has changed for some of the key challenges.</p>
<p>Talk to us to learn from our experience of handling ESG data challenges to build viable ESG Products.</p>
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</div><p>The post <a href="https://iscltd.com/barriers-to-esg-in-the-asset-management-industry-may-2024/">Barriers to ESG in the Asset Management industry – May 2024</a> appeared first on <a href="https://iscltd.com">ISC</a>.</p>
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		<title>May &#8211; Stroke Awareness Month</title>
		<link>https://iscltd.com/may-stroke-awareness-month/</link>
		
		<dc:creator><![CDATA[Kelly Goldie]]></dc:creator>
		<pubDate>Fri, 17 May 2024 13:26:56 +0000</pubDate>
				<category><![CDATA[General]]></category>
		<guid isPermaLink="false">https://iscltd.com/?p=10071</guid>

					<description><![CDATA[<p>Here at ISC, we recognise the importance of increasing our awareness and understanding of stroke and its impacts. This month, we have a story to share. Our team member, Paul Lumsden, is a stroke survivor, and his journey offers an insight into some of the challenges faced by those affected by stroke.</p>
<p>By sharing his story, we hope to highlight the realities of the side effects of stroke, particularly the hidden effects, which encourages more people to stay informed and supportive.</p>
<p>The post <a href="https://iscltd.com/may-stroke-awareness-month/">May &#8211; Stroke Awareness Month</a> appeared first on <a href="https://iscltd.com">ISC</a>.</p>
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	<p><strong>May – Stroke Awareness Month</strong></p>
<p>Here at ISC, we recognise the importance of increasing our awareness and understanding of stroke and its impacts. This month, we have a story to share. Our team member, Paul Lumsden, is a stroke survivor, and his journey offers an insight into some of the challenges faced by those affected by stroke.</p>
<p>By sharing his story, we hope to highlight the realities of the side effects of stroke, particularly the hidden effects, which encourages more people to stay informed and supportive.</p>
<p><strong><em>A Stroke Survivors’ Story – A New Beginning</em></strong></p>
<p>30th March 2021, a Tuesday, and a typical post-Covid work-from-home day which kicked-off with a virtual meeting at which I was an agenda item. I was coming to the end of my presentation when I realised that I was finding it difficult to focus on the screen, my speech was becoming slurred, and I felt the right side of my mouth 'drooping'. My colleagues were none the wiser so, foolishly with hindsight, I decided to push on to finish the presentation. I came to the end and then became aware that I now could not move my laptop mouse with my right hand, in fact the whole of my right-hand side had ‘frozen.’  Luckily for me my daughter – a palliative care nurse at a children’s hospice – was at home so I called her to the study to try and communicate my difficulties, she called 999 without hesitation. She needed no explanations; she could see I was having a stroke.</p>
<p>Fast forward to the hospital admission and diagnosis, it was confirmed that I had suffered a Haemorrhagic Left Thalamic Stroke (try to say that after a glass or two of red!). It is a bleed on the brain, in the thalamus, which is your body’s ‘switchboard’ collecting all the information from your body’s senses (except smell) before sending it on to the cerebral cortex for interpretation and action.</p>
<p>Fast forward three days to my discharge from hospital and the continuation of the recovery process at home. The first few days after the stroke are critical to determining the extent of the recovery that is possible. Therefore, I focused all my efforts on the guidance given to me by the medical team and making sure I diligently completed my physiotherapy ‘homework,’ even the fine motor skills exercises, who knew that repeatedly picking up grains of rice with a pair of tweezers was essential therapy!</p>
<p>Six months or so later, I had reached a point where it was apparent that the recovery had gone as far as it was likely to go. It was then all about a learning process to recognise (physically and mentally) what was now realistic for me to achieve, on a day-to-day basis, in my home and work life.</p>
<p>Recognising and understanding the adjustments that needed to be made to evolve with my recalibrated capabilities would be fundamental to managing the potential mental health impacts – anxiety, depression, and lack of confidence.</p>
<p>I had played rugby for more than 40 years, running around the paddock every weekend during the playing season since the age of 12 (yes, I know, there will be some debate about the fact I have claimed I was running, especially in the twilight of my playing career!) however; the spasticity in my right-hand side – because of the stroke – meant that I could now muster little more than a sprightly walk.  I worked hard on this physical aspect which has, over time, improved to a point where I am very confident, I will be able to get back on the rugby pitch once again, as a member of a walking rugby team.</p>
<p>The cognitive side effects were (and still are) the trickiest to manage, on a day-to-day basis. Cognitive effects are issues with the way the brain understands, organises and records information. This results in memory problems; difficulty with concentrating for any length of time; fatigue and speech disorder. I have good days and not so good days; the not so good days are usually a result of me being pig-headed and not taking things at a pace, so I do not get fatigued.</p>
<p>Attempting to explain to someone that it is not ‘tiredness’ but cognitive fatigue remains a challenge. It is important that families, friends, health professionals and the public understand what it means to live with these hidden effects so that they are not overlooked or neglected. If hidden effects are better understood, then stroke survivors are more likely to receive the right support at the right time.</p>
<p>I am extremely fortunate because I have been very well supported with my recovery and with the management of the ongoing impact to my day-to-day home and work life. Family &amp; friends have played a significant part in the process as well as my employers who have been very accommodating with me adjusting my work schedule, when it has been necessary to do so. The <a href="https://www.stroke.org.uk/stroke">Stroke information and support</a> have provided an invaluable source of information and guidance, their work in the UK is vital to ensure that national stroke policies include support for the hidden effects of stroke.</p>
<p>#ThrivingAfterStroke</p>
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</div><p>The post <a href="https://iscltd.com/may-stroke-awareness-month/">May &#8211; Stroke Awareness Month</a> appeared first on <a href="https://iscltd.com">ISC</a>.</p>
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		<title>What Happens if Asset Managers do not do Regulatory Horizon Scanning?</title>
		<link>https://iscltd.com/what-happens-if-asset-managers-do-not-do-regulatory-horizon-scanning/</link>
		
		<dc:creator><![CDATA[Kelly Goldie]]></dc:creator>
		<pubDate>Thu, 09 May 2024 11:37:13 +0000</pubDate>
				<category><![CDATA[General]]></category>
		<guid isPermaLink="false">https://iscltd.com/?p=10005</guid>

					<description><![CDATA[<p>Regulatory Horizon Scanning is critical to any Asset Management organisation today. So critical in fact, that not looking ahead to see what regulation is coming up that may or may not impact your business, is a bit like driving a car with your eyes closed. How can you see the road ahead, the signs, the hazards, that person on the pedestrian crossing, or where you are actually going?</p>
<p>The post <a href="https://iscltd.com/what-happens-if-asset-managers-do-not-do-regulatory-horizon-scanning/">What Happens if Asset Managers do not do Regulatory Horizon Scanning?</a> appeared first on <a href="https://iscltd.com">ISC</a>.</p>
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		<span class="fl-heading-text">What Happens if Asset Managers do not do Regulatory Horizon Scanning?</span>
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	<p>Regulatory Horizon Scanning is critical to any Asset Management organisation today. So critical in fact, that not looking ahead to see what regulation is coming up that may or may not impact your business, is a bit like driving a car with your eyes closed. How can you see the road ahead, the signs, the hazards, that person on the pedestrian crossing, or where you are actually going? When we drive a car, we are constantly scanning the road ahead, whether it is just in front of us, or hundreds of yards away. Road hazards are everywhere, and we monitor for them constantly. Asset management firms need to apply the same discipline to regulation, or a crash of some kind is inevitable.</p>
<p>Many of you who drive a car will wonder from time to time if the person who drove through a red light saw it and ignored it, or simply did not see it in the first place. Neither is right, and it is the same for regulation. The person who ignores the red light knows about it but chose to ignore it. Their Horizon Scanning is working, but they made the choice to flout the rules. The person who did not see the red light is either not doing Horizon Scanning, or they are, but it is not working properly. Whether you are a driver or a financial firm, and you go through that “red light,” the results are the same if you are caught.</p>
<p>Not seeing the red light is no defence. Therefore, if your horizon scanning is not good enough to give you an early warning of danger ahead, impact to be assessed, action to be taken, and compliance to be adhered to, then you are already doomed to some kind of “crash.”</p>
<p>Sufficient notice is critical. It allows you to make an initial assessment. If you were driving, it would go something like this…</p>
<ul>
<li>Does it look like it might be something we have to adjust our driving for, or is it off the road, and will not affect us?</li>
<li>If it is on the road, how much will it impede our progress?</li>
<li>So it is on the road, and it will impede us. How hard do we need to brake or swerve?</li>
<li>Have we taken all the appropriate actions needed to stop, avoid a crash, and be in good shape to continue once we have got past?</li>
</ul>
<p>In an ideal world, a driver’s horizon scanning might even extend to using traffic updates via radio or satnav to avoid an upcoming incident completely. In a similar way, that is what Regulatory Horizon Scanning is all about in the financial industry.</p>
<ul>
<li>Advanced notice of what regulations are coming and when.</li>
<li>Best information/detail about which firms are impacted.</li>
<li>If affected, clear insight into what needs to be done to comply.</li>
<li>Easier compliance at implementation.</li>
</ul>
<p>Regulatory Horizon Scanning is vital for asset management firms… akin to driving with your eyes closed. Without it, you risk a regulatory crash. If a crash occurs at your firm, regulators will act. Fines could be issued, permissions could be suspended, firms could suffer reputational damage, reputational damage can lead to loss of business and reduction in revenues. At worst, the business could cease to trade completely! Open your eyes to Regulatory Horizon Scanning today. Maximise your chances of avoiding that regulatory crash.</p>
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<style>.fl-node-5f76ec3e508d5.fl-animation:not(.fl-animated){opacity:0}</style><div class="fl-module fl-module-rich-text fl-node-5f76ec3e508d7 fl-animation fl-fade-up" data-node="5f76ec3e508d7" data-animation-delay="1.2" data-animation-duration="0.7">
	<div class="fl-module-content fl-node-content">
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	<p style="text-align: center;"><span style="color: #55a055;">We listen</span> to your needs</p>
</div>
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</div>
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				<img loading="lazy" decoding="async" class="fl-photo-img wp-image-98 size-full" src="https://iscltd.com/wp-content/uploads/2020/10/We-understand-your-problem.jpg" alt="We understand your problem" height="76" width="147" title="We understand your problem"  itemprop="image" />
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</div>
<style>.fl-node-5f76ec3e508d8.fl-animation:not(.fl-animated){opacity:0}</style><div class="fl-module fl-module-rich-text fl-node-5f76ec3e508da fl-animation fl-fade-up" data-node="5f76ec3e508da" data-animation-delay="1.7" data-animation-duration="0.7">
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	<p style="text-align: center;"><span style="color: #55a055;">We understand</span> your challenges</p>
</div>
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<style>.fl-node-5f76ec3e508da.fl-animation:not(.fl-animated){opacity:0}</style></div>
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				<img loading="lazy" decoding="async" class="fl-photo-img wp-image-97 size-full" src="https://iscltd.com/wp-content/uploads/2020/10/We-suggest-a-solution.jpg" alt="We suggest a solution" height="106" width="129" title="We suggest a solution"  itemprop="image" />
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<style>.fl-node-5f76ec3e508db.fl-animation:not(.fl-animated){opacity:0}</style><div class="fl-module fl-module-rich-text fl-node-5f76ec3e508dd fl-animation fl-fade-up" data-node="5f76ec3e508dd" data-animation-delay="2.2" data-animation-duration="0.7">
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	<p style="text-align: center;"><span style="color: #55a055;">We provide</span> solutions</p>
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<style>.fl-node-5f76ec3e508df.fl-animation:not(.fl-animated){opacity:0}</style><div class="fl-module fl-module-rich-text fl-node-5f76ec3e508e0 fl-animation fl-fade-up" data-node="5f76ec3e508e0" data-animation-delay="2.7" data-animation-duration="0.7">
	<div class="fl-module-content fl-node-content">
		<div class="fl-rich-text">
	<p style="text-align: center;"><span style="color: #55a055;">We help</span> with implementation</p>
</div>
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</div>
<style>.fl-node-5f76ec3e508e0.fl-animation:not(.fl-animated){opacity:0}</style></div>
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</div><p>The post <a href="https://iscltd.com/what-happens-if-asset-managers-do-not-do-regulatory-horizon-scanning/">What Happens if Asset Managers do not do Regulatory Horizon Scanning?</a> appeared first on <a href="https://iscltd.com">ISC</a>.</p>
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		<title>Stroke Awareness Month</title>
		<link>https://iscltd.com/stroke-awareness-month/</link>
		
		<dc:creator><![CDATA[Kelly Goldie]]></dc:creator>
		<pubDate>Thu, 09 May 2024 11:25:48 +0000</pubDate>
				<category><![CDATA[General]]></category>
		<guid isPermaLink="false">https://iscltd.com/?p=9997</guid>

					<description><![CDATA[<p>ISC are turning purple for the month of May to help spread stroke awareness</p>
<p>The post <a href="https://iscltd.com/stroke-awareness-month/">Stroke Awareness Month</a> appeared first on <a href="https://iscltd.com">ISC</a>.</p>
]]></description>
										<content:encoded><![CDATA[<div class="fl-builder-content fl-builder-content-9997 fl-builder-content-primary fl-builder-global-templates-locked" data-post-id="9997"><div class="fl-row fl-row-full-width fl-row-bg-color fl-node-hxi6ymc9wv0r fl-row-default-height fl-row-align-center" data-node="hxi6ymc9wv0r">
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		<span class="fl-heading-text">Stroke Awareness Month</span>
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</div>
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	<p>ISC are turning purple for the month of May to help spread stroke awareness.</p>
<p><img loading="lazy" decoding="async" class="alignnone size-medium wp-image-9999" src="https://iscltd.com/wp-content/uploads/2024/05/Stroke-awareness-make-may-purple-v2-212x300.png" alt="" width="212" height="300" srcset="https://iscltd.com/wp-content/uploads/2024/05/Stroke-awareness-make-may-purple-v2-212x300.png 212w, https://iscltd.com/wp-content/uploads/2024/05/Stroke-awareness-make-may-purple-v2-1414x2000.png 1414w, https://iscltd.com/wp-content/uploads/2024/05/Stroke-awareness-make-may-purple-v2-768x1086.png 768w, https://iscltd.com/wp-content/uploads/2024/05/Stroke-awareness-make-may-purple-v2-1086x1536.png 1086w, https://iscltd.com/wp-content/uploads/2024/05/Stroke-awareness-make-may-purple-v2-1448x2048.png 1448w, https://iscltd.com/wp-content/uploads/2024/05/Stroke-awareness-make-may-purple-v2.png 1587w" sizes="(max-width: 212px) 100vw, 212px" /></p>
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	<p style="text-align: center;"><span style="color: #55a055;">We listen</span> to your needs</p>
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	<div class="fl-module-content fl-node-content">
		<div role="figure" class="fl-photo fl-photo-align-center" itemscope itemtype="https://schema.org/ImageObject">
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				<img loading="lazy" decoding="async" class="fl-photo-img wp-image-98 size-full" src="https://iscltd.com/wp-content/uploads/2020/10/We-understand-your-problem.jpg" alt="We understand your problem" height="76" width="147" title="We understand your problem"  itemprop="image" />
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</div>
<style>.fl-node-5f76ec3e508d8.fl-animation:not(.fl-animated){opacity:0}</style><div class="fl-module fl-module-rich-text fl-node-5f76ec3e508da fl-animation fl-fade-up" data-node="5f76ec3e508da" data-animation-delay="1.7" data-animation-duration="0.7">
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		<div class="fl-rich-text">
	<p style="text-align: center;"><span style="color: #55a055;">We understand</span> your challenges</p>
</div>
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<style>.fl-node-5f76ec3e508da.fl-animation:not(.fl-animated){opacity:0}</style></div>
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		<div role="figure" class="fl-photo fl-photo-align-center" itemscope itemtype="https://schema.org/ImageObject">
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				<img loading="lazy" decoding="async" class="fl-photo-img wp-image-97 size-full" src="https://iscltd.com/wp-content/uploads/2020/10/We-suggest-a-solution.jpg" alt="We suggest a solution" height="106" width="129" title="We suggest a solution"  itemprop="image" />
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<style>.fl-node-5f76ec3e508db.fl-animation:not(.fl-animated){opacity:0}</style><div class="fl-module fl-module-rich-text fl-node-5f76ec3e508dd fl-animation fl-fade-up" data-node="5f76ec3e508dd" data-animation-delay="2.2" data-animation-duration="0.7">
	<div class="fl-module-content fl-node-content">
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	<p style="text-align: center;"><span style="color: #55a055;">We provide</span> solutions</p>
</div>
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<style>.fl-node-5f76ec3e508dd.fl-animation:not(.fl-animated){opacity:0}</style></div>
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				<img loading="lazy" decoding="async" class="fl-photo-img wp-image-95 size-full" src="https://iscltd.com/wp-content/uploads/2020/10/We-help-with-implementation.jpg" alt="We help with implementation" height="76" width="112" title="We help with implementation"  itemprop="image" />
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<style>.fl-node-5f76ec3e508df.fl-animation:not(.fl-animated){opacity:0}</style><div class="fl-module fl-module-rich-text fl-node-5f76ec3e508e0 fl-animation fl-fade-up" data-node="5f76ec3e508e0" data-animation-delay="2.7" data-animation-duration="0.7">
	<div class="fl-module-content fl-node-content">
		<div class="fl-rich-text">
	<p style="text-align: center;"><span style="color: #55a055;">We help</span> with implementation</p>
</div>
	</div>
</div>
<style>.fl-node-5f76ec3e508e0.fl-animation:not(.fl-animated){opacity:0}</style></div>
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</div><p>The post <a href="https://iscltd.com/stroke-awareness-month/">Stroke Awareness Month</a> appeared first on <a href="https://iscltd.com">ISC</a>.</p>
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		<item>
		<title>Further Fund Tokenisation – Investment Association Second Interim Report</title>
		<link>https://iscltd.com/further-fund-tokenisation-investment-association-second-interim-report/</link>
		
		<dc:creator><![CDATA[Kelly Goldie]]></dc:creator>
		<pubDate>Thu, 25 Apr 2024 09:43:41 +0000</pubDate>
				<category><![CDATA[General]]></category>
		<guid isPermaLink="false">https://iscltd.com/?p=9892</guid>

					<description><![CDATA[<p>Fund Tokenisation is a theme that is gaining in traction in the UK investment management arena. The driving forces coming from the Investment Association, regulators, and other industry participants collaborating on establishing the UK at the forefront of tokenised funds continues at pace</p>
<p>The post <a href="https://iscltd.com/further-fund-tokenisation-investment-association-second-interim-report/">Further Fund Tokenisation – Investment Association Second Interim Report</a> appeared first on <a href="https://iscltd.com">ISC</a>.</p>
]]></description>
										<content:encoded><![CDATA[<div class="fl-builder-content fl-builder-content-9892 fl-builder-content-primary fl-builder-global-templates-locked" data-post-id="9892"><div class="fl-row fl-row-full-width fl-row-bg-color fl-node-5bcj3ip61xwe fl-row-default-height fl-row-align-center" data-node="5bcj3ip61xwe">
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		<span class="fl-heading-text">Further Fund Tokenisation – Investment Association Second Interim Report</span>
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	<p>Fund Tokenisation is a theme that is gaining in traction in the UK investment management arena. The driving forces coming from the Investment Association, regulators, and other industry participants collaborating on establishing the UK at the forefront of tokenised funds continues at pace.</p>
<p>Read on to find out more……  <a href="https://iscltd.com/wp-content/uploads/2024/04/ISC-Further-Fund-Tokenisation-–-Investment-Association-Second-Interim-Report.pdf">ISC Further Fund Tokenisation – Investment Association Second Interim Report</a></p>
<p>&nbsp;</p>
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</div><p>The post <a href="https://iscltd.com/further-fund-tokenisation-investment-association-second-interim-report/">Further Fund Tokenisation – Investment Association Second Interim Report</a> appeared first on <a href="https://iscltd.com">ISC</a>.</p>
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		<item>
		<title>Fund Tokenisation &#8211; A Blueprint from the Investment Association</title>
		<link>https://iscltd.com/fund-tokenisation-a-blueprint-from-the-investment-association/</link>
		
		<dc:creator><![CDATA[Kelly Goldie]]></dc:creator>
		<pubDate>Thu, 04 Apr 2024 15:43:37 +0000</pubDate>
				<category><![CDATA[General]]></category>
		<guid isPermaLink="false">https://iscltd.com/?p=9736</guid>

					<description><![CDATA[<p>Four reasons that Tokenisation could be the next big thing in UK Asset Management:</p>
<p>The post <a href="https://iscltd.com/fund-tokenisation-a-blueprint-from-the-investment-association/">Fund Tokenisation &#8211; A Blueprint from the Investment Association</a> appeared first on <a href="https://iscltd.com">ISC</a>.</p>
]]></description>
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		<span class="fl-heading-text">Fund Tokenisation - A Blueprint from the Investment Association</span>
	</h1>
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	<p>Four reasons that Tokenisation could be the next big thing in UK Asset Management:</p>
<p>1. No significant regulatory barriers to adoption for phase 1 of fund tokenisation<br />
2. Global market size for tokenisation predicted to be $4-$5 trillion in the next 6 years<br />
3. Other major markets, including USA, Singapore, and EU are already developing fund tokenisation approaches<br />
4. Numerous benefits of efficiency and cost through simplification of books and records, improved liquidity and transferability, real time data, and personalisation of portfolios to address specific investor needs</p>
<p>Read on to find out more……<a href="https://iscltd.com/wp-content/uploads/2024/04/ISC-Fund-Tokenisation-–-A-Blueprint-from-the-Investment-Association.pdf">ISC Fund Tokenisation – A Blueprint from the Investment Association</a></p>
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</div><p>The post <a href="https://iscltd.com/fund-tokenisation-a-blueprint-from-the-investment-association/">Fund Tokenisation &#8211; A Blueprint from the Investment Association</a> appeared first on <a href="https://iscltd.com">ISC</a>.</p>
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		<title>Dear CEO Letter – Valuation Practices for Private Assets</title>
		<link>https://iscltd.com/dear-ceo-letter-valuation-practices-for-private-assets/</link>
		
		<dc:creator><![CDATA[Kelly Goldie]]></dc:creator>
		<pubDate>Thu, 04 Apr 2024 15:40:35 +0000</pubDate>
				<category><![CDATA[General]]></category>
		<guid isPermaLink="false">https://iscltd.com/?p=9733</guid>

					<description><![CDATA[<p>We at ISC noted with interest the contents of the Dear CEO letter issued by the FCA on 1st March 2024. The over-riding theme of the letter was around their Asset Management &#038; Alternatives Supervisory Strategy, and it contained detail around a number of topics</p>
<p>The post <a href="https://iscltd.com/dear-ceo-letter-valuation-practices-for-private-assets/">Dear CEO Letter – Valuation Practices for Private Assets</a> appeared first on <a href="https://iscltd.com">ISC</a>.</p>
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		<span class="fl-heading-text">Dear CEO Letter – Valuation Practices for Private Assets</span>
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	<p>We at ISC noted with interest the contents of the Dear CEO letter issued by the FCA on 1st March 2024. The over-riding theme of the letter was around their Asset Management &amp; Alternatives Supervisory Strategy, and it contained detail around a number of topics. It also recognised that 2023 was a difficult year for the industry in raising/maintaining assets, and that many firms had to indulge in cost-cutting and consolidation, whilst at the same time having to cope with new opportunities and increased regulation. Firm’s resources have therefore already been thinly stretched, and 2024 is likely to see a continuation of this.</p>
<p>One of the specific topics was that of Valuation Practices for Private Assets. The FCA expressed some concern that in the current environment of higher interest rates and a tighter credit environment, more private assets are being held within funds. Valuation practices and processes for such assets are less transparent so valuations must be proven to be appropriately governed and robust. The FCA letter says:-</p>
<p>“Building on the work we completed in 2023 on liquidity management, we will be conducting a multi-firm review examining valuation practices for private assets, including examining the personal accountabilities for valuation practices in firms, governance of valuation committees, the information reported to boards about valuations and the oversight by relevant boards of those practices. Again, as with other multi firm reviews, we will communicate the outcomes of this work for the benefit of all firms.”</p>
<p>At ISC we have significant expertise in the full life-cycle of a private assets product launch and subsequent product management and operating model definition and optimization. We are able to supply experienced resources focused on private assets within the fund management space whether supporting the BAU operations or Programme / Project Managing change initiatives.</p>
<p>Please contact us for further information<br />
<a href="mailto:consulting@iscltd.com" target="_self" data-attribute-index="0">consulting@iscltd.com</a></p>
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</div><p>The post <a href="https://iscltd.com/dear-ceo-letter-valuation-practices-for-private-assets/">Dear CEO Letter – Valuation Practices for Private Assets</a> appeared first on <a href="https://iscltd.com">ISC</a>.</p>
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		<title>Dear CEO Letter 1st March 2024 – Change Management</title>
		<link>https://iscltd.com/dear-ceo-letter-1st-march-2024-change-management/</link>
		
		<dc:creator><![CDATA[Kelly Goldie]]></dc:creator>
		<pubDate>Thu, 04 Apr 2024 15:38:23 +0000</pubDate>
				<category><![CDATA[General]]></category>
		<guid isPermaLink="false">https://iscltd.com/?p=9730</guid>

					<description><![CDATA[<p>We at ISC noted with interest the contents of the Dear CEO letter issued by the FCA on 1st March 2024. The over-riding theme of the letter was around their Asset Management &#038; Alternatives Supervisory Strategy, and it contained detail around a number of topics. It also recognised that 2023 was a difficult year for the industry in raising/maintaining assets, and that many firms had to indulge in cost-cutting and consolidation, whils</p>
<p>The post <a href="https://iscltd.com/dear-ceo-letter-1st-march-2024-change-management/">Dear CEO Letter 1st March 2024 – Change Management</a> appeared first on <a href="https://iscltd.com">ISC</a>.</p>
]]></description>
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		<span class="fl-heading-text">Dear CEO Letter 1st March 2024 – Change Management</span>
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	<p>We at ISC noted with interest the contents of the Dear CEO letter issued by the FCA on 1st March 2024. The over-riding theme of the letter was around their Asset Management &amp; Alternatives Supervisory Strategy, and it contained detail around a number of topics. It also recognised that 2023 was a difficult year for the industry in raising/maintaining assets, and that many firms had to indulge in cost-cutting and consolidation, whilst at the same time having to cope with new opportunities and increased regulation. Firm’s resources have therefore already been thinly stretched, and 2024 is likely to see a continuation of this.</p>
<p>One of the specific topics was that of Change Management. The FCA noted that a number of significant programmes of change have impacted and will continue to impact the industry. There is clearly a concern that asset managers may not have properly planned for or assessed risks around these change initiatives from a governance and resourcing perspective. The FCA letter says:-</p>
<p>“We recognise that a considerable amount of current and planned regulatory change impacts this sector, presenting challenges for firms. These changes come at a time when many firms are struggling to attract and/or maintain assets under management, leading some firms to implement cost cutting programmes. There is a risk that firms may not be adequately resourced to handle this change at the same time as transformation programmes and any strategic developments, such as mergers/acquisitions. Therefore, this year we will work to establish firms' preparedness by assessing how firms' governance and resourcing of change programmes has considered and mitigated this risk (particularly firms’ implementation of SDR, and preparedness for complying with PS21/3) to ensure that potential harms<br />
to investors and markets are being appropriately addressed.”</p>
<p>At ISC we have significant expertise in change management in all aspects of the asset management space whether regulatory, product based, operational or data focused in front, middle or back office. We are able to supply experienced resources to plug short-term skills gaps, or larger roles on strategic projects requiring programme management, project management, or business analyst skills to help you ease the burden of any change management initiatives.</p>
<p>Please contact us for further information <a href="mailto:consulting@iscltd.com" target="_self" data-attribute-index="0">consulting@iscltd.com</a></p>
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		<div role="figure" class="fl-photo fl-photo-align-center" itemscope itemtype="https://schema.org/ImageObject">
	<div class="fl-photo-content fl-photo-img-jpg">
				<img loading="lazy" decoding="async" class="fl-photo-img wp-image-96 size-full" src="https://iscltd.com/wp-content/uploads/2020/10/We-listen-to-your-needs.jpg" alt="We listen to your needs" height="76" width="76" title="We listen to your needs"  itemprop="image" />
					</div>
	</div>
	</div>
</div>
<style>.fl-node-5f76ec3e508d5.fl-animation:not(.fl-animated){opacity:0}</style><div class="fl-module fl-module-rich-text fl-node-5f76ec3e508d7 fl-animation fl-fade-up" data-node="5f76ec3e508d7" data-animation-delay="1.2" data-animation-duration="0.7">
	<div class="fl-module-content fl-node-content">
		<div class="fl-rich-text">
	<p style="text-align: center;"><span style="color: #55a055;">We listen</span> to your needs</p>
</div>
	</div>
</div>
<style>.fl-node-5f76ec3e508d7.fl-animation:not(.fl-animated){opacity:0}</style></div>
</div>
			<div class="fl-col fl-node-5f76ec3e508d0 fl-col-bg-color fl-col-small" data-node="5f76ec3e508d0">
	<div class="fl-col-content fl-node-content"><div class="fl-module fl-module-photo fl-node-5f76ec3e508d8 fl-animation fl-fade-down" data-node="5f76ec3e508d8" data-animation-delay="1.5" data-animation-duration="0.7">
	<div class="fl-module-content fl-node-content">
		<div role="figure" class="fl-photo fl-photo-align-center" itemscope itemtype="https://schema.org/ImageObject">
	<div class="fl-photo-content fl-photo-img-jpg">
				<img loading="lazy" decoding="async" class="fl-photo-img wp-image-98 size-full" src="https://iscltd.com/wp-content/uploads/2020/10/We-understand-your-problem.jpg" alt="We understand your problem" height="76" width="147" title="We understand your problem"  itemprop="image" />
					</div>
	</div>
	</div>
</div>
<style>.fl-node-5f76ec3e508d8.fl-animation:not(.fl-animated){opacity:0}</style><div class="fl-module fl-module-rich-text fl-node-5f76ec3e508da fl-animation fl-fade-up" data-node="5f76ec3e508da" data-animation-delay="1.7" data-animation-duration="0.7">
	<div class="fl-module-content fl-node-content">
		<div class="fl-rich-text">
	<p style="text-align: center;"><span style="color: #55a055;">We understand</span> your challenges</p>
</div>
	</div>
</div>
<style>.fl-node-5f76ec3e508da.fl-animation:not(.fl-animated){opacity:0}</style></div>
</div>
			<div class="fl-col fl-node-5f76ec3e508d2 fl-col-bg-color fl-col-small" data-node="5f76ec3e508d2">
	<div class="fl-col-content fl-node-content"><div class="fl-module fl-module-photo fl-node-5f76ec3e508db fl-animation fl-fade-down" data-node="5f76ec3e508db" data-animation-delay="2" data-animation-duration="0.7">
	<div class="fl-module-content fl-node-content">
		<div role="figure" class="fl-photo fl-photo-align-center" itemscope itemtype="https://schema.org/ImageObject">
	<div class="fl-photo-content fl-photo-img-jpg">
				<img loading="lazy" decoding="async" class="fl-photo-img wp-image-97 size-full" src="https://iscltd.com/wp-content/uploads/2020/10/We-suggest-a-solution.jpg" alt="We suggest a solution" height="106" width="129" title="We suggest a solution"  itemprop="image" />
					</div>
	</div>
	</div>
</div>
<style>.fl-node-5f76ec3e508db.fl-animation:not(.fl-animated){opacity:0}</style><div class="fl-module fl-module-rich-text fl-node-5f76ec3e508dd fl-animation fl-fade-up" data-node="5f76ec3e508dd" data-animation-delay="2.2" data-animation-duration="0.7">
	<div class="fl-module-content fl-node-content">
		<div class="fl-rich-text">
	<p style="text-align: center;"><span style="color: #55a055;">We provide</span> solutions</p>
</div>
	</div>
</div>
<style>.fl-node-5f76ec3e508dd.fl-animation:not(.fl-animated){opacity:0}</style></div>
</div>
			<div class="fl-col fl-node-5f76ec3e508d4 fl-col-bg-color fl-col-small" data-node="5f76ec3e508d4">
	<div class="fl-col-content fl-node-content"><div class="fl-module fl-module-photo fl-node-5f76ec3e508df fl-animation fl-fade-down" data-node="5f76ec3e508df" data-animation-delay="2.5" data-animation-duration="0.7">
	<div class="fl-module-content fl-node-content">
		<div role="figure" class="fl-photo fl-photo-align-center" itemscope itemtype="https://schema.org/ImageObject">
	<div class="fl-photo-content fl-photo-img-jpg">
				<img loading="lazy" decoding="async" class="fl-photo-img wp-image-95 size-full" src="https://iscltd.com/wp-content/uploads/2020/10/We-help-with-implementation.jpg" alt="We help with implementation" height="76" width="112" title="We help with implementation"  itemprop="image" />
					</div>
	</div>
	</div>
</div>
<style>.fl-node-5f76ec3e508df.fl-animation:not(.fl-animated){opacity:0}</style><div class="fl-module fl-module-rich-text fl-node-5f76ec3e508e0 fl-animation fl-fade-up" data-node="5f76ec3e508e0" data-animation-delay="2.7" data-animation-duration="0.7">
	<div class="fl-module-content fl-node-content">
		<div class="fl-rich-text">
	<p style="text-align: center;"><span style="color: #55a055;">We help</span> with implementation</p>
</div>
	</div>
</div>
<style>.fl-node-5f76ec3e508e0.fl-animation:not(.fl-animated){opacity:0}</style></div>
</div>
	</div>
		</div>
	</div>
</div>
<div class="fl-row fl-row-full-width fl-row-bg-none fl-node-6z0hdqjfo917 fl-row-default-height fl-row-align-center" data-node="6z0hdqjfo917">
	<div class="fl-row-content-wrap">
						<div class="fl-row-content fl-row-full-width fl-node-content">
		
<div class="fl-col-group fl-node-309xempn75od" data-node="309xempn75od">
			<div class="fl-col fl-node-g980i7d3fb1r fl-col-bg-color" data-node="g980i7d3fb1r">
	<div class="fl-col-content fl-node-content"><div class="fl-module fl-module-separator fl-node-ok3fs9bnp8tz" data-node="ok3fs9bnp8tz">
	<div class="fl-module-content fl-node-content">
		<div class="fl-separator"></div>
	</div>
</div>
</div>
</div>
	</div>
		</div>
	</div>
</div>
</div><p>The post <a href="https://iscltd.com/dear-ceo-letter-1st-march-2024-change-management/">Dear CEO Letter 1st March 2024 – Change Management</a> appeared first on <a href="https://iscltd.com">ISC</a>.</p>
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