The Temporary Transitional Power (TTP) is due to close 31/03/2022

UK investments firms whilst long used to operating under both UK and EU regulatory regimes would be recommended to ensure that they are in full compliance with the updated version of the FCA Handbook.

As well as ensuring compliance, such a review is an ideal opportunity to consider your Regulatory Operating Models.  ISC can help you review existing regulatory processes and controls across different products, structures and asset classes to achieve a ‘Clean Bill of Health’ with legacy ‘Customs’ and practices removed while reducing operational and regulatory risk.