Funds Launch

CONTACT OUR TEAM

Product Development is multi-disciplinary, requiring a knowledge of product and investment strategy, end to end investment operations, regulatory awareness, effective stakeholder management and disciplined project management.

The Brief

A long-established client of ISC required a multi-disciplinary team to manage the delivery of credit funds from initial idea through to launch. Given our relationship and expertise in this area, the client had confidence ISC could deliver consultants with the right skills.

Project Scope

The investment strategy of the funds varied widely, each having unique legal and operational requirements. In addition, the ISC team were tasked to produce a product development framework for the delivery that could also be used for future fixed income product launches.

Our Role & Value

The team were required to work with multiple business teams (Compliance, Legal, Front Office, Operations, Business Change) to ensure tight deadlines were met, manage multiple external service providers, Fund Boards, and ensure that project progress was communicated to all stakeholders in a timely and transparent manner.

Clients engage with ISC to get the right blend of skills to deliver change effectively. In this case, ISC’s flexible engagement model and broad investment management expertise was used to augment the Client’s own resources to accelerate product delivery.

The Outcome

Funds were launched and a new framework adopted to move launches to a more consistent footing. This provided the client with not only new funds but a cost-effective way to launch future funds.

Consultant Reflections

“I’ve been working with ISC for just over five years, initially as an associate contractor, and more recently on a fixed term employment contract. I have always found the whole team to be approachable, friendly, and supportive. They are also incredibly efficient from an administration perspective. I would definitely recommend.”

Dave Bennett
Investment Solutions Consultants

FCA Findings on IFPR/ICARA Process

It was surprising to read the recent FCA paper on the interim observations around ICARA (Internal Capital Adequacy & Risk Assessment) under IFPR which came into force in Jan 2022. Whilst there must have been some investment firms who have taken the ICARA process seriously, the FCA’s paper feels as if it widely condemns many of the representative firms selected for review so far

READ MORE

DORA – 3rd Party Technology Outsource Providers

Further to our recent LinkedIn posts on the EU DORA regulation, we thought it would be useful to outline the plans for dealing with 3rd Party technology outsource providers

READ MORE

DORA – Risk Management Framework

Further to our recent posts on the EU DORA regulation, we thought it would be useful to outline the Risk Management Framework that firms should be considering:-

READ MORE

DORA – Challenges for Asset Managers

DORA may not be uppermost in the thoughts of Asset Managers, but it is a regulation that cannot be ignored if you carry out business in the EU, or with parties falling into

READ MORE

The Five Pillars of DORA for the Financial Services Industry

Further to ISC’s recent posts on the topic of DORA, and following the ESA briefing to financial services industry participants in early February 2023, here are the five pillars upon which DORA is built and which underpin the

READ MORE

Importance of Incident Management for Investment Managers in the Context of the European DORA Regulation

In ISC’s last post on DORA regulation, which briefly described the Cybersecurity Requirements, we mentioned the need to respond to security incidents in a timely manner. Here are further details around that

READ MORE

Cybersecurity Requirements for Investment Managers under the European DORA Regulation

Following ISC’s recent post on DORA regulation, here is a brief summary of the Cybersecurity Requirements for consideration by Investment Managers

The European DORA Regulation requires companies to implement appropriate measures to secure their networks and systems from cyber threats. This includes measures to prevent unauthorized access to sensitive data

READ MORE

ISC Regulatory Change Forum 2023

Our forum is a great way to hear about the
common challenges we face.

If you would like to take part in the next Regulatory Change Forum

READ MORE

European DORA Regulation and its Implications for Investment Management Companies

At ISC’s recent Regulatory Change Forum (held 7th February 2023) the topic of the European DORA Regulation was raised, and in particular, what the impacts of DORA would be on the Investment Management Industry. Here is

READ MORE

Trade & Transaction Regulatory Reporting – The Technology Challenge

Such is the complexity of the various regulatory reporting regimes in respect of Trade and Transaction reporting, that it can be quite bewildering. MiFIR, EMIR, CFTC, ASIC, SFTR, and other regimes, with all the various local rules, and frequent changes/updates make for a moving target which is increasingly hard to hit. This makes for challenges not only for asset managers who need to report their trades, but also for software

READ MORE

We listen to your needs

We understand your challenges

We provide solutions

We help with implementation

Contact us to find out more

ISC is all about helping our clients be successful. Clients receive a personal relationship with our talented and pragmatic consultants, whose goal is to help them achieve success.

CONTACT OUR TEAM