Insights

ISC Regulatory Change Forum June 2022

Thank you to @Jonathan Boswell and @Simon Haque for hosting a very informative Regulatory Change forum last month and thank you to those who attended we hope you found this useful and interesting

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Should the maintenance of legacy technology come before the implementation of new technology?

Obviously the legacy technology came first but should the maintenance of legacy technology come before the implementation of new technology

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Is Change managed effectively by the industry?

A 1.6% failure rate seems very low. I have no evidence but… maybe if the Regulator asks what your failure rate is you underplay it

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Definition of Change Management

The FCA’s Implementing Technology Change uses a definition of Change Management which sounds a lot like ‘standard’ Project Management

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Change Forum – June 2022

On Wednesday we hosted our Change Forum with our Change Collective partners

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Delivering Change

Delivering Change with reliance on a third party is fraught with risk, both parties speak in different corporate languages, they may talk of partnership

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ISC launch MiFID II Compliance Healthcheck Service

The EU directive MiFID II (The Markets in Financial Instruments Directive) became effective January 2018…

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ISC launch Solvency II Healthcheck Service

Solvency II became fully effective in January 2016, following a delay of 2 years, allowing the industry…

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ISC launch AIFMD Compliance Healthcheck Service

The Alternative Investment Fund Managers Directive (AIFMD) became effective in July 2013 giving…

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ISC launch MiFID II Compliance Service

The EU directive MiFID II (The Markets in Financial Instruments Directive) is set for implementation in January…

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