Insights

Further to ISC’s recent posts on the topic of DORA, and following the ESA briefing to financial services industry participants in early February 2023, here are the five pillars upon which DORA is built and which underpin the

In ISC’s last post on DORA regulation, which briefly described the Cybersecurity Requirements, we mentioned the need to respond to security incidents in a timely manner. Here are further details around that

Following ISC’s recent post on DORA regulation, here is a brief summary of the Cybersecurity Requirements for consideration by Investment Managers

The European DORA Regulation requires companies to implement appropriate measures to secure their networks and systems from cyber threats. This includes measures to prevent unauthorized access to sensitive data

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At ISC’s recent Regulatory Change Forum (held 7th February 2023) the topic of the European DORA Regulation was raised, and in particular, what the impacts of DORA would be on the Investment Management Industry. Here is

Such is the complexity of the various regulatory reporting regimes in respect of Trade and Transaction reporting, that it can be quite bewildering. MiFIR, EMIR, CFTC, ASIC, SFTR, and other regimes, with all the various local rules, and frequent changes/updates make for a moving target which is increasingly hard to hit. This makes for challenges not only for asset managers who need to report their trades, but also for software