Funds Launch

Product Development is multi-disciplinary, requiring a knowledge of product and investment strategy, end to end investment operations, regulatory awareness, effective stakeholder management and disciplined project management.

The Brief

A long-established client of ISC required a multi-disciplinary team to manage the delivery of credit funds from initial idea through to launch. Given our relationship and expertise in this area, the client had confidence ISC could deliver consultants with the right skills.

Project Scope

The investment strategy of the funds varied widely, each having unique legal and operational requirements. In addition, the ISC team were tasked to produce a product development framework for the delivery that could also be used for future fixed income product launches.

Our Role & Value

The team were required to work with multiple business teams (Compliance, Legal, Front Office, Operations, Business Change) to ensure tight deadlines were met, manage multiple external service providers, Fund Boards, and ensure that project progress was communicated to all stakeholders in a timely and transparent manner.

Clients engage with ISC to get the right blend of skills to deliver change effectively.  In this case, ISC’s flexible engagement model and broad investment management expertise was used to augment the Client’s own resources to accelerate product delivery.

The Outcome

Funds were launched and a new framework adopted to move launches to a more consistent footing. This provided the client with not only new funds but a cost-effective way to launch future funds.

Consultant Reflections

“I’ve been working with ISC for just over five years, initially as an associate contractor, and more recently on a fixed term employment contract. I have always found the whole team to be approachable, friendly, and supportive. They are also incredibly efficient from an administration perspective. I would definitely recommend.”

Dave Bennett
Investment Solutions Consultants

Product Master Series – Building a Business Case

Mastering fund and product data is not just about operational efficiency; it’s fast becoming a regulatory imperative. It is becoming increasingly apparent that a mature data master is critical to meet everchanging regulatory requirements.

READ MORE

Operational Resilience Update – Vulnerabilities and Remediation

Under Operational Resilience, a firm’s mapping and scenario testing should identify vulnerabilities that may prevent them from remaining within impact tolerance for severe but plausible scenarios.
Firms should have significantly advanced remediation activities for these vulnerabilities to ensure compliance by 31 March 2025. Remediation plans must be approved, fully funded, and well-governed, with closure evidence provided through repeated scenario tests to verify resolution

READ MORE

The Role of Regulatory Horizon Scanning within the Investment Management Regulatory Change Operating Model

This article looks at how a regulatory horizon scanning solution fits into the regulatory change operating model and supports investment managers in meeting their regulatory obligations and strategic business objectives

READ MORE

ISC Regulatory Change Forum – June 2024

We are excited to share the success of ISC’s latest Regulatory Change Forum, where Jonathan Boswell and Patrick Ralison FCCA, MSc. presented our horizon scanning and discussed major issues impacting the evolving regulatory landscape.

READ MORE

Operational Resilience Update – Scenario Testing

Under Operational Resilience, firms must develop and maintain robust testing plans to ensure they remain within impact tolerances for each important business service. These plans should identify severe but plausible scenarios across various adverse conditions, reflecting risks and vulnerabilities. This information is crucial for a firm’s governing body and senior management to develop well-funded plans to address vulnerabilities

READ MORE

The Importance of Regulatory Horizon Scanning and Tailored Reporting for Investment Managers

In today’s rapidly evolving regulatory landscape, investment managers face a complex web of compliance requirements that can significantly impact their operations. Regulatory horizon scanning has emerged as a critical practice to help organisations stay ahead of potential regulatory changes and ensure continued compliance. This article explores why, here at Investment Solutions Consultants (ISC) Ltd, we strongly believe that a robust approach to regulatory horizon scanning is essential and why the reporting produced must be tailored and focused to meet specific customer requirements

READ MORE

ESG Post-Trade Governance – Potential Consideration

If you are an Asset Manager investing in ESG strategies, the chances are you will have a strong governance model over determining what represents an ESG investment in line with the strategy for which you are investing

READ MORE

ESG Pre-Trade Governance – Potential Considerations

If you are an Asset Manager investing in ESG strategies, the chances are you will have a strong governance model over determining what represents an ESG investment in line with the strategy for which you are investing

READ MORE

Operational Resilience Update – Mapping and 3rd Parties

Under Operational Resilience, firms must identify and document the people, processes, technology, facilities, and information essential for delivering important business services, including any third-party relationships that could affect impact tolerance

READ MORE

Common Regulatory ESG Issues Facing Asset Managers

ISC has written an insightful article on the Regulatory ESG Challenges Faced by Asset Managers.

Around 530 million years ago, multicellular life burst onto the scene on Earth. Having been single celled for two billion years, this explosion of multi-cellular creatures became known as the “Cambrian Explosion.” In the evolutionary blink of an eyelid, life went from a few different types of single-celled organisms to a huge variety of diverse

READ MORE
We listen to your needs

We listen to your needs

We understand your problem

We understand your challenges

We suggest a solution

We provide solutions

We help with implementation

We help with implementation

Contact us to find out more

ISC is all about helping our clients be successful. Clients receive a personal relationship with our talented and pragmatic consultants, whose goal is to help them achieve success.