Insights

ISC had a busy end to 2022 with some exciting announcements!
– ISC has added to their partnership with FundSense by partnering with FenCore, a marketing-leading data solution for Asset Managers
-ISC and FundSense are delighted to announce the launch of AVIATe, the first automated solution to the challenge of compiling annual Value Assessments for UK Retail Funds
-ISC is pleased to announce that retired former director, Simon Harris re-joined ISC part time in an advisory role

How do asset managers identify, assess, prepare for, and implement regulatory change? Who is responsible for each stage, and how do different teams work together to deliver?

It was surprising to read the recent FCA paper on the interim observations around ICARA (Internal Capital Adequacy & Risk Assessment) under IFPR which came into force in Jan 2022. Whilst there must have been some investment firms who have taken the ICARA process seriously, the FCA’s paper feels as if it widely condemns many of the representative firms selected for review so far

Further to our recent LinkedIn posts on the EU DORA regulation, we thought it would be useful to outline the plans for dealing with 3rd Party technology outsource providers

Further to our recent posts on the EU DORA regulation, we thought it would be useful to outline the Risk Management Framework that firms should be considering:-

DORA may not be uppermost in the thoughts of Asset Managers, but it is a regulation that cannot be ignored if you carry out business in the EU, or with parties falling into