Regulatory
UK MiFID’s conduct and organisational requirement
Time will tell whether the FCA will diverge radically from the MiFID II Directive or remain largely in step
Read MoreThe EU’s MiFID II ‘Quick Fix’ provisions will apply from 28.02.2022
The MiFID “quick fix” regulation is a standout in regulatory terms – it softens rather than tightens regulations
Read MoreOperational Resilience Deadline 31/03/22
The 31st March 2022 Operational Resilience deadline is 6 weeks away
Read MoreISC – Regulatory Change Roundtable
ISC hosted another successful regulatory forum where Heads of Regulatory Change gathered to share their experiences and challenges implementing regulatory change in the investment management landscape
Read MoreIs your organisation thinking about Operational Resilience?
The ever-increasing complexity of the Investment Management business require managers to put in place structures and controls
Read MoreISC: Regulatory Change Forum Meeting
ISC hosted another successful regulatory forum where Heads of Regulatory Change gathered to share their experiences and challenges implementing regulatory change in the investment management landscape
Read MoreISC: SFDR Deadline Approaching
SFDR (Sustainable Finance Disclosure Regulation) will apply to products marketed and sold in the EU, and the first imminent deadline of 10/3/2021 is fast approaching
Read MoreISC: Regulatory Forum -Inaugural Meeting
ISC hosted its inaugural regulatory forum where Heads of Regulatory Change gathered to share their experiences and challenges implementing regulatory change within the investment management landscape
Read MoreISC launch MiFID II Compliance Healthcheck Service
The EU directive MiFID II (The Markets in Financial Instruments Directive) became effective January 2018…
Read MoreISC launch Solvency II Healthcheck Service
Solvency II became fully effective in January 2016, following a delay of 2 years, allowing the industry…
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