Regulatory
MiFID II / MiFIR consultation and review – key issues and timescales
Following a review of MiFID II and MiFIR, the European Commission has published a set of legislative amendment proposals, designed to
Read MoreSustainable Finance Disclosure Regulation (SFDR) – Are you ready?
The Sustainable Finance Disclosure Regulation (SFDR) was introduced by the European Commission to improve transparency around sustainable investing and to prevent greenwashing. It affects asset managers and other financial
Read MoreFCA’s Implementing Technology Change
Ben Walder, our Head of Transformation, is writing a series of posts on the FCA’s Implementing Technology Change report (https://www.fca.org.uk/publications/multi-firm-reviews/implementing-technology-change ) – sharing thoughts and ideas on the report’s key findings. Here is his 2nd post
Read MorePRIIPs KID Deferral
There was no doubt a collective sigh of relief across the funds industry with a further extension of the PRIIPs KID transition period to January 1, 2023
Read MoreUK MiFID’s conduct and organisational requirement
Time will tell whether the FCA will diverge radically from the MiFID II Directive or remain largely in step
Read MoreThe EU’s MiFID II ‘Quick Fix’ provisions will apply from 28.02.2022
The MiFID “quick fix” regulation is a standout in regulatory terms – it softens rather than tightens regulations
Read MoreOperational Resilience Deadline 31/03/22
The 31st March 2022 Operational Resilience deadline is 6 weeks away
Read MoreISC – Regulatory Change Roundtable
ISC hosted another successful regulatory forum where Heads of Regulatory Change gathered to share their experiences and challenges implementing regulatory change in the investment management landscape
Read MoreIs your organisation thinking about Operational Resilience?
The ever-increasing complexity of the Investment Management business require managers to put in place structures and controls
Read MoreISC: Regulatory Change Forum Meeting
ISC hosted another successful regulatory forum where Heads of Regulatory Change gathered to share their experiences and challenges implementing regulatory change in the investment management landscape
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