Insights

ISC Regulatory Horizon Scanning for 2023 (& 2024)

ISC Regulatory Horizon Scanning for 2023 (& 2024) ISC has reviewed the regulatory horizon for 2023, (but also…

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ESG – Mapping SEC Product Categories to FCA Classifications

Back in November 2022, we posted a brief article on SDR vs. SFDR fund classifications, how they will differ going forward, and the outline considerations to be made when determining how funds/products will be classified

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Prospectus Changes: Is Agile better than Waterfall?

A hefty chunk of the work done by Retail Product Teams in Asset Managers is the ongoing cycle of Prospectus updates. The juggling of changing regulation, updates to corporate structures and personnel, and clarifications on wording all

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UK/EU Regulatory Divergence – Asset Management Industry Outlook

In the wake of the UK leaving the EU, the UK’s Brexit Freedoms Bill introduced powers to make it easier to amend retained EU regulations. This, coupled with the UK and the EU both now taking their own direction on financial regulation moving forward means that divergence between the UK and the EU is increasing. This brings into focus that asset

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Consumer Duty – FCA Cross Cutting Rules

With Consumer Duty uppermost in the consciousness of Investment Managers, and how it affects their organisations, we look at the main points of the cross-cutting rules outlined

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“Cross-Cutting and Category-Specific SDR labelling”

In our previous post discussing the SDR sustainable labelling (21st November, SFDR vs SDR Sustainable Fund Classifications – Mapping the Differences

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