Operations
Cybersecurity Requirements for Investment Managers under the European DORA Regulation
Following ISC’s recent post on DORA regulation, here is a brief summary of the Cybersecurity Requirements for consideration by Investment Managers
The European DORA Regulation requires companies to implement appropriate measures to secure their networks and systems from cyber threats. This includes measures to prevent unauthorized access to sensitive data
Read MoreEuropean DORA Regulation and its Implications for Investment Management Companies
At ISC’s recent Regulatory Change Forum (held 7th February 2023) the topic of the European DORA Regulation was raised, and in particular, what the impacts of DORA would be on the Investment Management Industry. Here is
Read MoreShould the maintenance of legacy technology come before the implementation of new technology?
Obviously the legacy technology came first but should the maintenance of legacy technology come before the implementation of new technology
Read MoreIs Change managed effectively by the industry?
A 1.6% failure rate seems very low. I have no evidence but… maybe if the Regulator asks what your failure rate is you underplay it
Read MoreDefinition of Change Management
The FCA’s Implementing Technology Change uses a definition of Change Management which sounds a lot like ‘standard’ Project Management
Read MoreChange Forum – June 2022
On Wednesday we hosted our Change Forum with our Change Collective partners
Read MoreDelivering Change
Delivering Change with reliance on a third party is fraught with risk, both parties speak in different corporate languages, they may talk of partnership
Read MoreWow! This is a pretty strong endorsement of agile ways of working by the Regulator
This finding is significant and provides the solution for many of the issues that the FCA has uncovered in its report
Read MoreTwo Types of Governance (1. Enables & reduces risk and 2. Slows down and blocks delivery)
Governance that enables and reduces risk i.e. the right type of governance
Read MoreImprove change success rates
There are lots of approaches and processes that can improve change success rates
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